Piermont Wealth Management Inc. ("Company") is an SEC registered investment adviser with its primary office located in Melville, New York.
Company and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which
Company maintains clients.
Company may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements.
Company's website is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of
Company's website on the Internet should not be construed by any consumer and/or prospective client as
Company's solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by
Company with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of
Company, please contact the SEC or the state securities regulators for those states in which
Company maintains a notice filing. A copy of
Company's current written disclosure statement discussing
Company's business operations, services, and fees is available from
Company upon written request.
Company does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to
Company website or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Company), will be profitable or equal any historical performance level(s).
Certain portions of Company's website (i.e. newsletters, articles, blog posts, audio clips, photographs, video tapes, commentaries, etc.) may contain a discussion of, and/or provide access to,
Company (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including but not limited to, changing market conditions or changes to the law, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from
Company, or from any other investment professional.
Company is neither an attorney nor an accountant, and no portion of the website content should be interpreted as legal, accounting or tax advice.
Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Company is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of
Company by any of its clients. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser.
To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to Company's website, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from
Company, or from any other investment professional.
Each client and prospective client agrees, as a condition precedent to his/her/its access to Company's website, to release and hold harmless
Company, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from
DISCLOSURE – EXTERNAL INTERNET ADDRESSES
At certain places on this Company's website, live 'links' to other Internet addresses may be accessed. Such external Internet addresses contain information created, published, maintained, or otherwise posted by institutions or organizations independent of the
Company does not endorse, approve, certify, or control these external Internet addresses and does not guarantee or assume responsibility for the accuracy completeness, efficacy, timeliness, or correct sequencing of information located at such addresses. Use of any information obtained from such addresses is voluntary, and reliance on it should only be undertaken after an independent review of its accuracy, completeness, efficacy, and timeliness. Reference therein to any specific commercial product, process, or service by trade name, trademark, service mark, manufacturer, or otherwise does not constitute or imply endorsement, recommendation, or favoring by
Company. Each client and prospective client agrees, as a condition precedent to his/her/its access to
Company's website, to release and hold harmless
Company, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions relating to any external Internet address which are independent of this
DISCLOSURE – PALADIN REGISTRY
Source: Paladin Research and Registry ("Paladin"), all rights reserved. Paladin bases its designations based upon research conducted by analysts who review advisor responses to online questionnaires, including submissions from Piermont Wealth Management Inc. ("Piermont"). The questionnaire seeks to gather key facts including information about: degrees, experience, certifications, licensing, registrations, compliance record, fiduciary status, compensation, reporting, custodians, planning services, investment services, insurance services, tax services, and legal services (as applicable). Paladin implements a proprietary algorithm to rate the responses, such that only advisors who score in the 90th percentile or higher receive a "5 Star Quality Rating," which is the minimum requirement for being included in Paladin's registry. Paladin's analysts also cross-reference public data available from FINRA.org, SEC.gov, state securities commissioners, advisor websites, and Google.
Piermont pays a $175 monthly fee to Paladin for the license to: describe itself as a "Paladin Registry Five Star Advisor" or a "Paladin Registry 5 Star Rated Member," and for the limited use of the "Paladin Registry Five Star Advisor" icon. Piermont is unaware of any undisclosed facts that could potentially invalidate the appropriateness of the designation. By virtue of disclosing this designation, Piermont is only disclosing favorable ratings without disclosing any unfavorable ratings to the extent that the unfavorable ratings do not place Piermont below the 90th percentile as described above. By virtue of receiving the right to use the above-designations, Piermont is not stating or implying that it is top-rated in any specific category because Paladin does not rank investment advisors accordingly. Piermont is not aware of the percentage of other advisers that received the applicable ranking. The ranking may not be representative of any one client's experience because of the way in which it is calculated. The ranking is absolutely not indicative of Piermont's future performance, or any future performance pertaining to its clients' investments. This ranking or any other rankings and/or recognition by unaffiliated rating services and/or publications should not be construed as a guarantee that a client will experience a certain level of results or satisfaction if Piermont is engaged, nor should it be construed as a current or past endorsement by any of its clients. A copy of Piermont's current written disclosure statement discussing its advisory services and fees remains available upon request.
Additional information about the "Paladin Registry Five Star Advisor" or "Paladin Registry 5 Star Rated Member" designations is available here:
DISCLOSURE – FEE ONLY ICON
FeeOnlyNetwork.com is in collaboration with the National Association of Personal Financial Advisors. FeeOnlyNetwork.com showcases advisors and promotes consumer awareness of the Fee-Only financial advisor model. Piermont Wealth Management Inc. uses this service by placing the fee only icon on the bottom of its website and maintaining a profile on feeonlynetwork.com. The fee for such service is $295 annually paid to the Financial Advice Network.